SEC

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E-Feature

Social Media Compliance

The popularity of social media and the demands it places on IT organizations can be looked at from a variety of angles: bandwidth, productivity, security, etc. But don’t forget to also think about how it affects compliance obligations. What are the requirements from a regulatory standpoint?

Published February 28, 2011

Archiving Challenges and Priorities: Apply Lessons Learned from a Regulated Industry

by Stephen Marsh -- Founder and CEO; Smarsh Inc.

Compliance with SEC and FINRA electronic communication mandates has driven significant growth in the message archiving market, and the sophisticated needs of this audience have, in turn, accelerated...